Wealth Management

TAILORED OFFERINGS TO HELP YOU MANAGE YOUR WEALTH IN A WAY THAT ALIGNS WITH YOUR LIFE GOALS.

WEALTH MANAGEMENT

Our success stems largely from a prudent and disciplined investment management process. This discipline is an investment management approach based on both fundamental and technical analysis rather than emotional driven investing. Our philosophy is grounded in a customized approach for long-term success.

Charles Schwab Alliance

Custodian partnership for client accounts is critical. Cyber security, identity theft, speedy and competent client support, capabilities, critical to having the right partners on your team. Charles Schwab Inc. continues to be that proven custodian partner for us and our clients.

Satisfaction Guaranteed

We believe every investor deserves to work with a firm they can count on. At Windfall Advisors, our commitment to your satisfaction is backed by a guarantee. If for any reason you’re not completely satisfied, we’ll refund any eligible fees from the last billable quarter. You won’t find that kind of promise everywhere—but you will find it here. Please see Satisfaction Guaranteed details.

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FREQUENTLY ASKED QUESTIONS

Are my accounts FDIC Insurance

Yes! Your FDIC Insured investments accounts will be through our partners Charles Schwab Inc.

Are my accounts SIPC® Protected?

Yes! With our custodian partners Charles Schwab Inc, your accounts have SIPC® protection.

100% Security Guarantee?

Our client accounts held with Charles Schwab Inc. have the highest level of confidence. Schwab will cover 100% of any losses in any of your Schwab accounts due to unauthorized activity.

100% Schwab Guarantee

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Financial CONSULTING

Empower your financial journey with personalized Financial Consultation & Coaching services. Whether you’re aiming for wealth accumulation, debt management, or planning for a secure future, our expert consultants provide tailored guidance to suit your unique goals.

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Initial Call- Free

Clients*- Included

Non-Client- ~~$1,000~~ $500

($500 Credited back upon becoming a client with investment accounts under management)

Financial planning

The saying goes, “failing to plan is planning to fail”. Having the right financial plan in place with active monitoring is critical to your success. The plan data is also critical in driving the correct strategy and structure for your investments.

12 CFP’s

Our clients benefit from a team of expert planners. Backed by our partnership with eMoney Advisor’s Financial Planning Group with 12 CFP Certified Financial Professionals on staff.

A few important area’s we touch on are:

• Cash Flow Planning

• Retirement Income Planning

• Real Estate

• Business & Estate planning

• Tax minimization

• What-if scenario planning

Comprehensive Financial Planning

Knowing exactly where you stand financially will provide you with peace of mind.

With your Windfall Advisor, you will be able to maximize your financial situation. Know exactly where you stand at all time with over 30 real time reports such as:

• Balance Sheet

• Income & Expense Reports

• Asset Allocation Reports

• Estate Plan Reports

• Portfolio Reports

• Investment Report

FREQUENTLY ASKED QUESTIONS

Why is financial planning so important

We believe a clients unique financial plan should dictate the strategy and structure of the assets.

Who constructs the financial plan?

Your Windfall Financial Advisor alongside 12 CFP Certified Financial Planning professionals at eMoney Advisors Financial Planning Group.

How often should I discuss my financial plan with my advisor?

Your financial advisor should be visiting your financial plan quarterly at minimum. Typically financial plans are discussed with more frequency at the start of the advisory relationship when the plan is being developed. Once the details are established, the plan is reviewed quarterly and updated on an as needed.

100% Schwab Guarantee

What details does a good financial plan entail?

Client & Family Info

Financial Priorities- Retirement Planning, Saving for College, Saving for Major Purchases, Managing a Budget, Investment Management, Minimizing Taxes, Appropriate Insurance Coverage, Providing a Legacy, Caring for Parents, Contributing to Charity

Goals- Retirement, Leave to Heirs, Education, Travel, Home Improvement, Wedding, Celebration, Elder Care, Other

Net Worth- Assets and Liabilities. Taxable Investment, Cash, IRA or Qualified Retirement Plan, Roth IRA, Health Savings Account, SEP, Annuity, Deferred Compensation, Real Estate, Personal Property, Business, Note Receivable, Mortgages, Loans

Income and Social Security- Salary & Bonus, Deferred Income, Immediate Annuity, Other income

Expenses and Taxes- Living expenses and Federal, State and Local Tax Assumptions, Mortgages, Loans,

Savings and Contributions

Asset Allocation- Current allocation, Risk Tolerance, Portfolio Stress Testing

Protection- Life Insurance, Long Term Care Insurance, Disability Income Insurance, Business Disability Insurance, Property Casualty Insurance, Medical Insurance

What financial reports can my Windfall Advisor generate for me?

Net Worth, Balance Sheet, Cash Flow Statement, Account information, Annuities, Assets, Balance Sheet, Business, Buy/Sell Transaction, Cash Flow, Detailed Balance Sheet, Detailed Estate Calculations, Detailed Flow Charts, Disability Insurance, Education & Expense Goals, Education Planning Estate Calculations, Estate Distribution, Estate Liquidity, Estate Plan Techniques, Estate Transfer, Expense Planning, Fact Details, Fact Summary, Flow Charts, Gift Tax, Income Tax, Insurance vs. Investing Comparison, Investments, Ledger, Life Insurance Long Term Care Insurance, Monte Carlo, Multi-Generational Transfers, Net Worth, Objectives, Plan Summary, Portfolio Analysis, Portfolio Reinvestment, Protection, Retirement Planning, Statements, Stock Options / Grants, What ifs

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Client*- Included

Non-Client- ~~$10,000~~ $4,750

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CLIENT REVIEWS

100% FIVE STAR REVIEWS ON GOOGLE

What a unique and heartening experience to have an expert share his knowledge without a preoccupation for making a sale. Daniel is a kind, patient and insightful professional.

I've only been with Daniel for a few months, but so far it has been a relieving and rewarding experience. He is always very communicative which is much appreciated and you don't see that too often from financial advisors. Looking forward to our continued work together in the years to come.

Daniel is a consummate professional with a very personable approach. He is such a great listener, so he can have that personal connection with his clients, which is how to best meet the needs of the client. Daniel responds promptly and works quickly and efficiently. His knowledge of the many different aspects of financial planning for estates, and for clients who want to get their personal finances in order, is impressive. I really appreciate having Daniel on my side because I trust him. Give him a shout!

Daniel and I just started working together. He made what could be a very complicated process extremely streamlined and simple. We were able to set up my account in 15 minutes on the phone together. I am so excited that I now have a true financial advisor, he has made himself available and made me feel comfortable with big financial decisions. I do trust that he will do great things with my portfolio.

I was feeling severely anxious with my finances prior to speaking to Daniel. This kind man took the time to break everything down in simple terms the average person who's just getting started could understand! He can definitely tailor a plan that'll make sense to you and fit your needs. 10/10 would recommend!

I was searching for a financial advisor and I found Daniel. Is not the first time I talked to an expert about my finances but Daniel made it easy to understand. He answered all my questions and gave me very good advice. He listened to all my concerns and gave me his honest recommendations. I'm so happy with our phone consultation. I would recommend 100% Windfall advisors to anyone who's looking for guidance with investing, saving accounts options and a lot more. Very professional and knowledgeable.